Senior Specialist - Employee related Conflicts 80-100% (f/m/d) — Julius Baer
CHF 101'500 - 154'000
Julius Baer · Zurich (ZH)
- Location
- Zurich
- Contract
- other
- Posted
- —
SalaryCHF 101'500 - 154'000
Role overview
At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth.
Let’s shape the future of wealth management together.
For our Employee Compliance Team within Central Compliance, we are looking for a Specialist, Employee Conflicts Management to join our team.
- At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth.
- Let’s shape the future of wealth management together.
- Either a university degree in law, business, finance, or a related field or substantial professional experience in the banking sector, particularly in areas such as trading or trade surveillance
- Minimum of 5 years of relevant experience in a financial services environment, preferably within private banking or wealth management, with a solid understanding of market conduct principles and regulatory expectations
Key requirements
- Either a university degree in law, business, finance, or a related field or substantial professional experience in the banking sector, particularly in areas such as trading or trade surveillance
- Minimum of 5 years of relevant experience in a financial services environment, preferably within private banking or wealth management, with a solid understanding of market conduct principles and regulatory expectations
- Proven expertise in transaction monitoring and/or employee compliance, covering policy interpretation, breach assessments, investigative procedures and disciplinary recommendations
- Demonstrated interest in and contribution to the optimisation, automation and digitalisation of compliance processes – particularly in areas such as transaction monitoring, pre-clearance workflows or employee disclosure initiatives.
- Solid product and service knowledge within private banking, enabling accurate assessment of employee transactions in the context of complex instruments, investment products and advisory activities
- Proficient in Microsoft Office; experience with compliance systems, Workday, or trade surveillance platforms is an asset Fluent in English (written and spoken);
- German language skills are a distinct advantage
Application process
- We are looking forward to receiving your full job application through our online application tool.
- Further interesting job opportunities can be found on our Career site.
- Is this not quite what you are looking for?
- Set up a job alert by creating a candidate account here.
Additional details
- The team is responsible for the Conduct Framework, monitoring and promoting effective governance and ensuring highest standards of Compliance across our operations.
- Proficient in Microsoft Office; experience with compliance systems, Workday, or trade surveillance platforms is an asset Fluent in English (written and spoken);
Notes and original content
- YOUR CHALLENGE
- YOUR PROFILE
- Proficient in Microsoft Office; experience with compliance systems, Workday, or trade surveillance platforms is an asset
- Fluent in English (written and spoken);
