Junior Compliance Specialist with Italian — UBS

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Geographic detail

This page corresponds to the job slug specialiste-junior-de-la-conformite-avec-l-italien-ubs-ticino (trailing token: Italien Ubs Ticino).

The reference location stated in the job ad is Ticino, Canton of Ticino. Remote-tagged roles still retain the city reference for tax, contract and G Permit enrolment purposes.

Original description

Do you have solid compliance knowledge and feel you can still do more in the field? Can you investigate complex problems? We are looking for a control Analyst for our Monitoring & Surveillance (M&S) EMEA Team to: • Conduct cross-divisional controls to identify potential issues under the Investment Suitability, Cross-Border, and Product & Service Lifecycle risk taxonomies, promptly escalating potential breaches to M&S management. • Document and communicate findings, root causes, risks, and prepare reports for senior management. • Develop sound recommendations for stakeholders when agreeing action plans. • Proactively share ideas and identify improvements to the surveillance control activities. • Develop and maintain effective relationships with stakeholders, senior management, and peers across Group Compliance and Operational Risk Control (GCORC).

Job details

  • Company: UBS
  • Position: Junior Compliance Specialist with Italian
  • Location: Ticino, Ticino
  • Sector: Finanza / Banca
  • Expired on: 2026-06-18

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