Compliance Officer Transaction Monitoring - Temporary 6 months — Union Bancaire Privée
Role overview
Mission Ensure detection and monitoring of high-risk transactions in an AML perspective and in respect of applicable laws and regulations as well as internal policies and procedures.
Execute other Compliance controls and monitoring tasks.
Main responsibilities • Perform second level of control on high-risk alerts generated by the transaction monitoring system to identify suspicious activities and potential financial crime risks; • Assess completeness and accuracy of the RM explanations on AML alerts and analyze plausibility of information and supportive documentation on file; • Carry out additional clarifications and investigations on suspicious payments or patterns; • Review transaction requests and manage daily operations on blocked accounts; • Periodical review of blockages’ reasons and necessity; • Provide guidance, training, support and relevant information to Relationship Managers on daily basis; • Liaise with relevant stakeholders such as Compliance Market Expert, Business Risk Manager, Legal, Risk, Credit Department, and Operations, to ensure a holistic approach; • Prepare internal memorandums and present the case to the dedicated committee when required; • Provide recommendations for enhancing monitoring processes and assist with Compliance projects and initiatives.
Description
Mission Ensure detection and monitoring of high-risk transactions in an AML perspective and in respect of applicable laws and regulations as well as internal policies and procedures.
Execute other Compliance controls and monitoring tasks.
Main responsibilities • Perform second level of control on high-risk alerts generated by the transaction monitoring system to identify suspicious activities and potential financial crime risks; • Assess completeness and accuracy of the RM explanations on AML alerts and analyze plausibility of information and supportive documentation on file; • Carry out additional clarifications and investigations on suspicious payments or patterns; • Review transaction requests and manage daily operations on blocked accounts; • Periodical review of blockages’ reasons and necessity; • Provide guidance, training, support and relevant information to Relationship Managers on daily basis; • Liaise with relevant stakeholders such as Compliance Market Expert, Business Risk Manager, Legal, Risk, Credit Department, and Operations, to ensure a holistic approach; • Prepare internal memorandums and present the case to the dedicated committee when required; • Provide recommendations for enhancing monitoring processes and assist with Compliance projects and initiatives.
