Associate Director, Client Onboarding & Periodic Review (Contract) — EFG International AG

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Main Duties & Responsibilities

• According to the regulatory requirements and internal policies, perform CDD/KYC review on Client Profile, SOW plausibility, transactions review and screenings for client onboarding. periodic review and triggered review.

• Ensure that the CDD information (covering documents, account structure, PEP status, adverse news, system data, tax related papers, etc) obtained during the CDD process up-to-date and relevant.

• Identify and assess any risk during review and escalate to compliance if necessary.

• Follow ups with CRO/CSO to request for supplementary documentation and ensure timely completion of Account Opening, Periodic Review and Triggered Reviews.

• Acting as Case manager, tracking and reporting the status of Account Opening/Periodic Review and Triggered Reviews to Head of PBS.

• Facilitate the case discussions with Front Office and compliance.

• Participates in and contributes to ad hoc initiatives as well as special projects

Qualification Requirements

• Bachelor degree or above in Business Administration, Finance, Economics, or related field;
• Sound knowledge in AML / KYC risks with at least 5-6 years relevant experience, preferable in Private Banking;
• Demonstrated ability to multitask and work with minimal supervision, adapt and adjust to changing work priorities.