Junior Compliance Spécialiste with Italian — UBS
- Lieu
- Ticino
- Contrat
- full-time
- Publié
- il y a 3 jours
Vue d’ensemble du poste
Do you have solid compliance knowledge and feel you can still do more in the field?
Can you investigate complex problems?
We are looking for a control Analyst for our Monitoring & Surveillance (M&S) EMEA Team to:
- Do you have solid compliance knowledge and feel you can still do more in the field?
- Can you investigate complex problems?
Description
Do you have solid compliance knowledge and feel you can still do more in the field? Can you investigate complex problems? We are looking for a control Analyst for our Monitoring & Surveillance (M&S) EMEA Team to:
- Conduct cross-divisional controls to identify potential issues under the Investment Suitability, Cross-Border, and Product & Service Lifecycle risk taxonomies, promptly escalating potential breaches to M&S management.
- Document and communicate findings, root causes, risks, and prepare reports for senior management.
- Develop sound recommendations for stakeholders when agreeing action plans.
- Proactively share ideas and identify improvements to the surveillance control activities.
- Develop and maintain effective relationships with stakeholders, senior management, and peers across Group Compliance and Operational Risk Control (GCORC).
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