Process and Quality Specialist — UBS
NewCHF 49'500 - 75'000
UBS · Ticino (TI)
- Location
- Ticino
- Contract
- full-time
- Posted
- Yesterday
SalaryCHF 49'500 - 75'000
Role overview
Are you incredibly organized with an eye for detail?
Do you have a high client service orientation and a high risk awareness?
- Are you incredibly organized with an eye for detail?
- Do you have a high client service orientation and a high risk awareness?
Company and context
- Do you like working with colleagues across the organization and are you good with stakeholder management? We're looking for someone like that to:
- Act as an Onboarding & KYC Advisor to client advisor on onboarding and Periodic KYC Review (PKR) cases across the WM.
- Understand and articulate KYC requirements and work with client advisor through the onboarding and PKR processes.
- Be proactive and respond timely to market and business partner’s queries.
- Facilitate exceptional handling on risk-based approach, and coordinate with Business and Financial Crime / Compliance for signoff.
- Review background check screening on the client, provide support on client profile with client advisor, and gather corroboration evidence material where available.
- Support client advisor to ensure regulatory compliance of submitted materials from client and client advisor themself.
- Handle Periodic KYC Review (PKR) case review from start to end, including client profile updates after consulting with client advisor.
- Further, perform KYC profile checking activities linked to client onboarding requests and ensure client KYC information consistency with PKR Quality Checks.
- Support client advisor on non-KYC aspects of PKR (i.e. file conversion for archival, raise additional name search request to middle office, escalate for Due Diligence Officer (DDO) review, PKR case manager management.
Additional details
- Do you like working with colleagues across the organization and are you good with stakeholder management? We're looking for someone like that to:
Notes and original content
- Do you like working with colleagues across the organization and are you good with stakeholder management?
- We're looking for someone like that to:
