Monitoring & Surveillance Analyst Cross-border/Suitability (Italian) — UBS
NewCHF 51'500 - 88'000
UBS · Ticino (TI)
- Location
- Ticino
- Contract
- full-time
- Posted
- 3 days ago
SalaryCHF 51'500 - 88'000
Role overview
Do you have solid compliance knowledge and feel you can still do more in the field?
Can you investigate complex problems?
We are looking for a control Analyst for our Monitoring & Surveillance (M&S) EMEA Team to:
- Do you have solid compliance knowledge and feel you can still do more in the field?
- Can you investigate complex problems?
Description
Do you have solid compliance knowledge and feel you can still do more in the field?
We are looking for a control Analyst for our Monitoring & Surveillance (M&S) EMEA Team to:
- Conduct cross-divisional controls to identify potential issues under the Investment Suitability, Cross-Border, and Product & Service Lifecycle risk taxonomies, promptly escalating potential breaches to M&S management.
- Document and communicate findings, root causes, risks, and prepare reports for senior management.