Junior Compliance Spezialist with Italian — UBS

Beschreibung

Do you have solid compliance knowledge and feel you can still do more in the field? Can you investigate complex problems? We are looking for a control Analyst for our Monitoring & Surveillance (M&S) EMEA Team to:

• Conduct cross-divisional controls to identify potential issues under the Investment Suitability, Cross-Border, and Product & Service Lifecycle risk taxonomies, promptly escalating potential breaches to M&S management.
• Document and communicate findings, root causes, risks, and prepare reports for senior management.
• Develop sound recommendations for stakeholders when agreeing action plans.
• Proactively share ideas and identify improvements to the surveillance control activities.
• Develop and maintain effective relationships with stakeholders, senior management, and peers across Group Compliance and Operational Risk Control (GCORC).

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