Business Risk Manager - PB COO — EFG International AG

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Key Responsibilities

• Develop and maintain a comprehensive risk and control assessment for all aspects of risk within the FLoD, including effective oversight of the testing programme.

• Execute a risk-based control monitoring programme across the function, evidencing the adequacy and effectiveness of key controls.

• Perform regular business controls and monitoring on areas such as Investment Suitability, Cross Border, Anti-Fraud, etc., including management reporting and proactive recommendations.

• Conduct thematic reviews, investigations and gap analyses across FLoD activities.

• Participate in and/or lead projects and change initiatives to implement process and control enhancements.

• Promote a strong risk awareness and client fairness culture across the business.

• Collaborate closely with Second Line of Defense, Global Functions and other internal stakeholders to identify, assess and mitigate risks and ensure appropriate controls are in place.

• Proactively escalate and report issues, provide advice and challenge existing processes related to business activities.

• Manage the FLoD Risk Scorecard, ensuring proper tracking, execution and data integrity.

• Provide professional advice to front office staff on investment advisory activities to ensure compliance with internal policies, procedures and local regulatory requirements.

• Build strong relationships and credibility with key internal stakeholders.

• Provide guidance to junior team members and new joiners, and act as a checker to ensure quality and accuracy of reviews.

• Undertake any other duties within Business Risk Management as directed by the Head of Business Risk Management

Role Requirement

• 5+ years and solid business risk management experience in private banking / wealth management.

• Strong analytical skills, sound judgement and a high level of integrity and rule compliance.

• Ability to work independently, challenge the status quo and build strong stakeholder relationships